Joel Zweig has extensive experience with corporate and transactional law. As his resume shows, Joel is exceptionally well qualified to assist our clients that want to build compliance programs that will protect them from government investigations.
April 2020- Present
TUFO Wholesale Foods Inc., Bronx, NY
Sales and Marketing for wholesale food distributor.
Institutional sales and development of new markets for wholesale food distributor doing business in the Tri-State area.
January 2005 – October 2017
Joel Zweig, Attorney at Law, P.C, New York, NY
General legal practice with expertise in Securities Law and Real Estate areas.
Transactional and litigation practice in these areas as well as in Bankruptcy Law, Foreclosure and Debt Collection.
Full knowledge of Sarbanes-Oxley, Patriot Act and related regulatory, disclosure and compliance issues. Conversant with NASD and SEC regulations.
January 2000 – December 2005
Oxford Capital LLC, New York, NY
General Counsel for a Real Estate entity involved in acquisitions, new development, construction, conversions and management of properties throughout the United States.
March 1996 – December 1999
Schroder -Wertheim Inc., New York, NY
Senior Equity Trader and Attorney
Market-maker for institutional customer facilitation and proprietary trading. Served as on-site legal analyst for proprietary investment and risk arbitrage groups.
April 1993-January 1996
UBS Securities Inc., New York, NY
Vice-President, Equity trader and Attorney
Position trader for customer facilitation and proprietary trading. Provided on-site legal opinion for special situation equity department and risk arbitrage compliance.
March 1988-April 1993
Credit Suisse/First Boston and Co., Inc., New York, NY
Senior Equity Trader, International Equity Trader and desk Counsel
Market-maker in NASDAQ securities for customer facilitation and proprietary trading. Served as an on-site attorney to provide legal opinions of the compliance and contractual issues that impacted the securities traded.
Education
Fordham University School of Law, New York, NY J.D.,
University of Pennsylvania, Philadelphia, PA B.A.
